Home/Filings/4/0000899243-21-013684
4//SEC Filing

CUNEO F PETER 4

Accession 0000899243-21-013684

CIK 0001789760other

Filed

Mar 25, 8:00 PM ET

Accepted

Mar 26, 4:22 PM ET

Size

17.1 KB

Accession

0000899243-21-013684

Insider Transaction Report

Form 4
Period: 2021-03-24
Transactions
  • Other

    Warrants

    2021-03-245,979,1670 total
    Class A Common Stock (5,979,167 underlying)
  • Conversion

    Class A Common Stock

    2021-03-24+5,821,8755,821,875 total
  • Other

    Class A Common Stock

    2021-03-245,821,8750 total
  • Conversion

    Class B Common Stock

    2021-03-245,821,8750 total
    Class A Common Stock (5,821,875 underlying)
CUNEO F PETER
DirectorCEO and Chairman10% Owner
Transactions
  • Other

    Class A Common Stock

    2021-03-245,821,8750 total
  • Conversion

    Class B Common Stock

    2021-03-245,821,8750 total
    Class A Common Stock (5,821,875 underlying)
  • Other

    Warrants

    2021-03-245,979,1670 total
    Class A Common Stock (5,979,167 underlying)
  • Conversion

    Class A Common Stock

    2021-03-24+5,821,8755,821,875 total
Cuneo Gavin
DirectorCOO and Director10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2021-03-24+5,821,8755,821,875 total
  • Other

    Class A Common Stock

    2021-03-245,821,8750 total
  • Other

    Warrants

    2021-03-245,979,1670 total
    Class A Common Stock (5,979,167 underlying)
  • Conversion

    Class B Common Stock

    2021-03-245,821,8750 total
    Class A Common Stock (5,821,875 underlying)
Minnick Michael
DirectorCIO and Director10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2021-03-245,821,8750 total
    Class A Common Stock (5,821,875 underlying)
  • Other

    Warrants

    2021-03-245,979,1670 total
    Class A Common Stock (5,979,167 underlying)
  • Other

    Class A Common Stock

    2021-03-245,821,8750 total
  • Conversion

    Class A Common Stock

    2021-03-24+5,821,8755,821,875 total
Footnotes (5)
  • [F1]Represents shares of Class B common stock held by CIIG Management LLC that converted into shares of Class A Common Stock of Arrival Vault US, Inc. (f/k/a CIIG Merger Corp.) (the "Issuer") in connection with the business combination between the Issuer, Arrival Luxembourg SARL (f/k/a Arrival S.a r.l.), Arrival (f/k/a Arrival Group) and ARSNL Merger Sub Inc. (the "Business Combination") and were disposed of pursuant to that agreement in exchange for ordinary shares of Arrival (f/k/a Arrival Group), a joint stock company governed by the laws of the Duchy of Luxembourg ("Arrival").
  • [F2]The holder of record of these shares is CIIG Management LLC. F. Peter Cuneo, Gavin Cuneo and Michael Minnick are managing members of the CIIG Management LLC. As such, they may be deemed to have or share voting and dispositive power of the shares.
  • [F3]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-235158) (the "Registration Statement").
  • [F4]The warrants will become exercisable 30 days after the completion of the Business Combination. The warrants will expire five years after the completion of the Business Combination or earlier upon redemption or liquidation. Upon conversion into warrants of Arrival in connection with the Business Combination, each whole warrant will entitle the holder thereof to purchase one ordinary share of Arrival at a price of $11.50 per share (subject to adjustment).
  • [F5]Represents private placement warrants purchased in connection with the Issuer's initial public offering which converted into the same number of warrants of Arrival in connection with the Business Combination.

Issuer

Arrival Vault US, Inc.

CIK 0001789760

Entity typeother

Related Parties

1
  • filerCIK 0001221901

Filing Metadata

Form type
4
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:22 PM ET
Size
17.1 KB