4//SEC Filing
Peregrine Holdings LLC 4
Accession 0000899243-21-013686
CIK 0000814676other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 4:25 PM ET
Size
15.9 KB
Accession
0000899243-21-013686
Insider Transaction Report
Form 4
Peregrine Financial Corp
10% Owner
Transactions
- Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 790,671 total(indirect: See Footnote) - Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 788,610 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,028$257,423→ 769,643 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,029$257,435→ 767,581 total(indirect: See Footnote)
Peregrine Trust Company, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 790,671 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,029$257,435→ 767,581 total(indirect: See Footnote) - Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 788,610 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,028$257,423→ 769,643 total(indirect: See Footnote)
Peregrine Holdings LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 790,671 total(indirect: See Footnote) - Sale
Common Stock
2021-03-24$13.33/sh−17,166$228,797→ 788,610 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,028$257,423→ 769,643 total(indirect: See Footnote) - Sale
Common Stock
2021-03-25$12.24/sh−21,029$257,435→ 767,581 total(indirect: See Footnote)
Footnotes (9)
- [F1]On March 24, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 17,166 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
- [F2]Represents 788,611 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F3]On March 24, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 17,166 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
- [F4]Represents 788,610 shares held directly by Peregrine Holdings.
- [F5]On March 25, 2021, CMS Holdings sold 21,028 shares.
- [F6]Represents 767,583 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F7]On March 25, 2021, Peregrine Holdings sold 21,029 shares.
- [F8]Represents 767,581 shares held directly by Peregrine Holdings.
- [F9]The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
Documents
Issuer
CPS TECHNOLOGIES CORP/DE/
CIK 0000814676
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001853281
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 4:25 PM ET
- Size
- 15.9 KB