Peregrine Holdings LLC 4

Accession 0000899243-21-014253

CIK 0000814676other

View on SEC.gov Company Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 5:30 PM ET

Size

19.9 KB

Accession

0000899243-21-014253

Insider Transaction Report

Form 4

Period: 2021-03-29

CPS TECHNOLOGIES CORP/DE/CPSH

Peregrine Holdings LLC

10% Owner

Transactions

Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 766,672 total(indirect: See Footnote)
Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 764,610 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,534$278,461→ 743,138 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,535$278,473→ 741,075 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 742,638 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 740,575 total(indirect: See Footnote)

Peregrine Trust Company, LLC

10% Owner

Transactions

Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 742,638 total(indirect: See Footnote)
Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 764,610 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,535$278,473→ 741,075 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 740,575 total(indirect: See Footnote)
Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 766,672 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,534$278,461→ 743,138 total(indirect: See Footnote)

Peregrine Financial Corp

10% Owner

Transactions

Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 766,672 total(indirect: See Footnote)
Sale
Common Stock
2021-03-29$11.41/sh−2,971$33,904→ 764,610 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 742,638 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,534$278,461→ 743,138 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$11.83/sh−23,535$278,473→ 741,075 total(indirect: See Footnote)
Sale
Common Stock
2021-03-30$12.52/sh−500$6,259→ 740,575 total(indirect: See Footnote)

Footnotes (13)

[F1]On March 29, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 2,971 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
[F10]Represents 740,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
[F11]On March 30, 2021, Peregrine Holdings sold 500 shares.
[F12]Represents 740,575 shares held directly by Peregrine Holdings.
[F13]The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
[F2]Represents 764,612 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
[F3]On March 29, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
[F4]Represents 764,610 shares held directly by Peregrine Holdings.
[F5]On March 30, 2021, CMS Holdings sold 23,534 shares.
[F6]Represents 741,078 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
[F7]On March 30, 2021, Peregrine Holdings sold 23,535 shares.
[F8]Represents 741,075 shares held directly by Peregrine Holdings.
[F9]On March 30, 2021, CMS Holdings sold 500 shares.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

CPS TECHNOLOGIES CORP/DE/

CIK 0000814676

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001853281

Filing Metadata

Form type: 4
Filed: Mar 30, 8:00 PM ET
Accepted: Mar 31, 5:30 PM ET
Size: 19.9 KB

View on SEC.gov