4//SEC Filing
Peregrine Holdings LLC 4
Accession 0000899243-21-014647
CIK 0000814676other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 6:43 PM ET
Size
20.7 KB
Accession
0000899243-21-014647
Insider Transaction Report
Form 4
Peregrine Financial Corp
10% Owner
Transactions
- Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 705,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 697,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 695,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 691,737 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 707,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 689,675 total(indirect: See Footnote)
Peregrine Holdings LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 705,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 695,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 707,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 697,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 689,675 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 691,737 total(indirect: See Footnote)
Peregrine Trust Company, LLC
10% Owner
Transactions
- Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 695,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 707,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.16/sh−10,000$131,563→ 697,638 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 691,737 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$12.66/sh−35,000$443,006→ 705,575 total(indirect: See Footnote) - Sale
Common Stock
2021-03-31$13.29/sh−5,901$78,426→ 689,675 total(indirect: See Footnote)
Footnotes (13)
- [F1]On March 31, 2021, CMS Holdings, L.L.C. ("CMS Holdings") sold 35,000 shares. Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
- [F10]Represents 689,677 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F11]On March 31, 2021, Peregrine Holdings sold 5,900 shares.
- [F12]Represents 689,675 shares held directly by Peregrine Holdings.
- [F13]The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
- [F2]Represents 705,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F3]On March 31, 2021, Peregrine Holdings, LLC ("Peregrine Holdings") sold 2,971 shares. PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
- [F4]Represents 705,575 shares held directly by Peregrine Holdings.
- [F5]On March 31, 2021, CMS Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F6]Represents 695,578 shares held directly by CMS Holdings and 2,060 shares held directly by SRC Trust.
- [F7]On March 31, 2021, Peregrine Holdings sold 10,000 shares. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F8]Represents 695,575 shares held directly by Peregrine Holdings.
- [F9]On March 31, 2021, CMS Holdings sold 5,901 shares.
Documents
Issuer
CPS TECHNOLOGIES CORP/DE/
CIK 0000814676
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001853281
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 6:43 PM ET
- Size
- 20.7 KB