4//SEC Filing
Greenberg Blair J. 4
Accession 0000899243-21-015399
CIK 0001806201other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 5:14 PM ET
Size
12.2 KB
Accession
0000899243-21-015399
Insider Transaction Report
Form 4
Greenberg Blair J.
Director
Transactions
- Sale
Common Stock
2021-04-06$34.00/sh−5,305,840$180,398,560→ 9,286,192 total(indirect: See Footnote) - Disposition to Issuer
Common Stock
2021-04-06$34.00/sh−313,997$10,675,898→ 14,592,032 total(indirect: See Footnote) - Disposition to Issuer
Common Stock
2021-04-06$34.00/sh−1,735$58,990→ 25,481 total(indirect: See Footnote) - Sale
Common Stock
2021-04-06$34.00/sh−25,481$866,354→ 0 total(indirect: See Footnote)
Footnotes (6)
- [F1]Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on April 6, 2021 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated March 29, 2021, between the Issuer, Bregal Sagemount, Bregal Investments (as defined below) and the other selling shareholders party thereto.
- [F2]The shares reported herein are held directly by Bregal Sagemount. The Reporting Person is the director of Bregal Investments, Inc. ("Bregal Investments"), which is the registered investment advisor of Bregal Sagemount. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
- [F3]Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Sagemount on April 6, 2021, pursuant to the Underwriting Agreement dated April 1, 2021, as described in the Rule 424B4 prospectus filed with the SEC on April 1, 2021 (the "Offering").
- [F4]Represents shares sold to the Issuer by Bregal Investments on April 6, 2021 in connection with the Offering pursuant to the Stock Repurchase Agreement.
- [F5]The shares reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
- [F6]Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Investments on April 6, 2021, pursuant to the Offering.
Documents
Issuer
Open Lending Corp
CIK 0001806201
Entity typeother
Related Parties
1- filerCIK 0001814788
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 5:14 PM ET
- Size
- 12.2 KB