4//SEC Filing
RiverVest Venture Fund III, L.P. 4
Accession 0000899243-21-015634
CIK 0001637715other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:54 PM ET
Size
19.2 KB
Accession
0000899243-21-015634
Insider Transaction Report
Form 4
RiverVest Venture Fund IV, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2021-04-09+829,113→ 2,209,220 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2021-04-09−4,925,711→ 0 total(indirect: See footnote)→ Common Stock (1,100,765 underlying) - Conversion
Series B Preferred Stock
2021-04-09−3,710,116→ 0 total(indirect: See footnote)→ Common Stock (829,113 underlying) - Conversion
Common Stock
2021-04-09+1,100,765→ 1,380,107 total(indirect: See footnote) - Purchase
Common Stock
2021-04-09$15.00/sh+200,000$3,000,000→ 2,409,220 total(indirect: See footnote)
RiverVest Venture Fund III, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2021-04-09+829,113→ 2,209,220 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2021-04-09−4,925,711→ 0 total(indirect: See footnote)→ Common Stock (1,100,765 underlying) - Conversion
Common Stock
2021-04-09+1,100,765→ 1,380,107 total(indirect: See footnote) - Purchase
Common Stock
2021-04-09$15.00/sh+200,000$3,000,000→ 2,409,220 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2021-04-09−3,710,116→ 0 total(indirect: See footnote)→ Common Stock (829,113 underlying)
Transactions
- Purchase
Common Stock
2021-04-09$15.00/sh+200,000$3,000,000→ 2,409,220 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2021-04-09−3,710,116→ 0 total(indirect: See footnote)→ Common Stock (829,113 underlying) - Conversion
Series A Preferred Stock
2021-04-09−4,925,711→ 0 total(indirect: See footnote)→ Common Stock (1,100,765 underlying) - Conversion
Common Stock
2021-04-09+1,100,765→ 1,380,107 total(indirect: See footnote) - Conversion
Common Stock
2021-04-09+829,113→ 2,209,220 total(indirect: See footnote)
Footnotes (8)
- [F1]Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into 1 share of the Issuer's common stock for each 4.4748 shares of Preferred Stock upon the closing of the Issuer's initial public offering on April 9, 2021. The shares have no expiration date.
- [F2]Consists of shares held of record by (i) RiverVest Venture Fund III, L.P. ("RiverVest III"), (ii) RiverVest Venture Fund III (Ohio), L.P. ("RiverVest (Ohio) III"), and (iii) RiverVest Venture Fund IV, L.P ("RiverVest IV").
- [F3]The shares held by RiverVest III are indirectly held by RiverVest Venture Partners III, L.P. ("RiverVest Partners III"), which is the general partner of RiverVest III. The shares held by RiverVest (Ohio) III are indirectly held by RiverVest Venture Partners III (Ohio), LLC ("RiverVest Partners (Ohio) III"), which is the general partner of RiverVest (Ohio) III. RiverVest Partners III is the sole member of RiverVest Partners (Ohio) III. RiverVest Venture Partners III, LLC is the general partner of RiverVest Partners III.
- [F4]The individual managers of RiverVest Ventures Partners III, LLC are Thomas C. Melzer, Jay Schmelter and John P. McKearn, Ph.D. RiverVest Partners III, RiverVest Partners (Ohio) III, RiverVest Venture Partners III, LLC and each of the individual managers share voting and dispositive power with regard to the Issuer's securities directly held by RiverVest Venture Fund III, L.P. and RiverVest Venture Fund III (Ohio), L.P.
- [F5]Consists of shares held of record by RiverVest IV.
- [F6]The shares held by RiverVest IV are indirectly held by RiverVest Venture Partners IV, L.P., its general partner ("RiverVest Partners IV"). RiverVest Venture Partners IV, LLC is the general partner of RiverVest Partners IV. The individual managers of RiverVest Ventures Partners IV, LLC are Jay Schmelter, John P. McKearn, Ph.D. and Niall O'Donnell, a member of the Issuer's board of directors. RiverVest Partners IV, RiverVest Venture Partners IV, LLC and each of the individual managers share voting and dispositive power with regard to the Company's securities directly held by RiverVest IV.
- [F7]RiverVest IV purchased the shares in the Issuer's initial public offering.
- [F8]The 2,409,220 shares consists of (i) 328,094 shares held of record by RiverVest III, (ii) 17,413 shares held of record by RiverVest (Ohio) III, and (iii) 2,063,713 shares held of record by RiverVest IV.
Documents
Issuer
Reneo Pharmaceuticals, Inc.
CIK 0001637715
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001601559
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:54 PM ET
- Size
- 19.2 KB