CHAO CHARLES GUOWEI 4

4 · TuSimple Holdings Inc. · Filed Apr 21, 2021

Form 4

Period: 2021-04-19

Director10% Owner

Transactions

Conversion
Series D-1 Convertible Preferred Stock
2021-04-19−11,094,574→ 0 total(indirect: By corporation)
→ Common Stock (11,094,574 underlying)
Conversion
Common Stock
2021-04-19+31,433,464→ 31,433,464 total(indirect: By corporation)
Conversion
Series A Convertible Preferred Stock
2021-04-19−3,295,726→ 0 total(indirect: By corporation)
→ Common Stock (3,295,726 underlying)
Conversion
Series C Convertible Preferred Stock
2021-04-19−3,888,110→ 0 total(indirect: By corporation)
→ Common Stock (3,888,110 underlying)
Other
Common Stock
2021-04-19−31,433,464→ 0 total(indirect: By corporation)
Conversion
Series B-1 Convertible Preferred Stock
2021-04-19−5,080,000→ 0 total(indirect: By corporation)
→ Common Stock (5,080,000 underlying)
Conversion
Series B-2 Convertible Preferred Stock
2021-04-19−3,000,000→ 0 total(indirect: By corporation)
→ Common Stock (3,000,000 underlying)
Conversion
Series E-1 Convertible Preferred Stock
2021-04-19−3,928,937→ 0 total(indirect: By corporation)
→ Common Stock (3,928,937 underlying)
Conversion
Series A-2 Convertible Preferred Stock
2021-04-19−1,146,117→ 0 total(indirect: By corporation)
→ Common Stock (1,146,117 underlying)
Other
Class A Common Stock
2021-04-19+31,433,464→ 31,433,464 total(indirect: By corporation)
Sale
Class A Common Stock
2021-04-19$40.00/sh−6,756,756$270,270,240→ 24,676,708 total(indirect: By corporation)

Footnotes (5)

[F1]The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B-1 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D-1 Convertible Preferred Stock and/or Series E-1 Convertible Preferred Stock.
[F2]The reported security converted into the Issuer's Common Stock on a one-for-one basis automatically immediately prior to the closing of the issuer's initial public offering without payment of further consideration. The shares have no expiration date.
[F3]The shares are held by Sun Dream Inc., which is ultimately controlled by the Reporting Person.
[F4]Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
[F5]These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on April 19, 2021. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.

Documents

1 file