SOFTBANK VISION FUND (AIV M1) L.P. 4
4 · Zymergen Inc. · Filed Apr 28, 2021
Insider Transaction Report
Form 4
SVF Excalibur (Cayman) Ltd
10% Owner
Transactions
- Conversion
Series D Preferred Stock
2021-04-26−1,119,726→ 0 total(indirect: See footnotes)→ Common Stock (1,119,726 underlying) - Conversion
Common Stock
2021-04-26+26,614,219→ 26,614,219 total(indirect: See footnotes) - Conversion
Series B Preferred Stock
2021-04-26−7,818,079→ 0 total(indirect: See footnotes)→ Common Stock (7,830,394 underlying) - Conversion
Series C Preferred Stock
2021-04-26−17,664,099→ 0 total(indirect: See footnotes)→ Common Stock (17,664,099 underlying)
Footnotes (3)
- [F1]Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis.
- [F2]The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
- [F3]As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.