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4//SEC Filing

RECHTSCHAFFEN ANDREW 4

Accession 0000899243-21-017628

CIK 0001534992other

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 4:15 PM ET

Size

7.0 KB

Accession

0000899243-21-017628

Insider Transaction Report

Form 4
Period: 2021-04-28
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2021-04-28+5,21223,302 total
Holdings
  • Common Stock, par value $0.01 per share

    (indirect: See Footnote)
    2,505,292
Footnotes (2)
  • [F1]The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2022 annual meeting of stockholders or (ii) April 28, 2022, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested.
  • [F2]Securities owned directly by AREX Capital Master Fund, LP ("AREX Capital Master") and held in certain accounts (the "AREX Managed Account") managed by AREX Capital Management, LP ("AREX Capital Management"), which also acts as the investment advisor to AREX Capital Master. The Reporting Person, solely by virtue of his position as the managing member of each of AREX Capital GP, LLC, the general partner of AREX Capital Master, and AREX Capital Management GP, LLC, the general partner of AREX Capital Management, may be deemed to beneficially own the securities owned directly by AREX Capital Master and held in the AREX Managed Accounts for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Issuer

Fiesta Restaurant Group, Inc.

CIK 0001534992

Entity typeother

Related Parties

1
  • filerCIK 0001429442

Filing Metadata

Form type
4
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 4:15 PM ET
Size
7.0 KB