4//SEC Filing
WILKERSON L JOHN 4
Accession 0000899243-21-017736
CIK 0001596946other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:05 PM ET
Size
21.5 KB
Accession
0000899243-21-017736
Insider Transaction Report
Form 4
Quotient LtdQTNT
WILKERSON L JOHN
Director10% Owner
Transactions
- Exercise/Conversion
Ordinary Shares
2021-04-30+6,484→ 58,672 total - Exercise/Conversion
Restricted Stock Units
2021-04-30−6,044→ 12,088 total→ Ordinary Shares (6,044 underlying) - Exercise/Conversion
Restricted Stock Units
2021-04-30−440→ 878 total→ Ordinary Shares (440 underlying)
Holdings
- 8,158
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying) - 5,025
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying) - 13,611
Ordinary Share Option (Right to Buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying) - 3,500
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (3,500 underlying) - 7,329,074(indirect: See Footnote)
Ordinary Shares
- 7,505
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying) - 9,597
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying) - 8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying) - 6,240
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying)
Footnotes (12)
- [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- [F10]On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 12,088 have vested and have been exercised. The remaining 12,088 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021.
- [F11]On October 31, 2020, the Reporting Person was granted 1,758 restricted stock units, of which 880 have vested and have been exercised. The remaining 878 restricted stock units will vest in two equal installments on July 31, 2021 and October 31, 2021.
- [F12]The options vest and become exercisable on October 31, 2021.
- [F2]Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Wilkerson is amanaging director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Person disclaimsbeneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]All 7,505 options have vested and remain exercisable.
- [F4]All 3,500 options have vested and remain exercisable.
- [F5]All 5,025 options have vested and remain exercisable.
- [F6]All 8,726 options have vested and remain exercisable.
- [F7]All 9,597 options have vested and remain exercisable.
- [F8]4,160 options have vested and remain exercisable, and 2,080 options will vest on October 31, 2021.
- [F9]2,719 options vested on October 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on October 31, 2021 and October 31, 2022.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0000923421
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:05 PM ET
- Size
- 21.5 KB