4//SEC Filing
LEE KEWSONG 4
Accession 0000899243-21-017950
CIK 0001527166other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 9:32 PM ET
Size
10.2 KB
Accession
0000899243-21-017950
Insider Transaction Report
Form 4
LEE KEWSONG
DirectorCo-Chief Executive Officer
Transactions
- Gift
Common Stock
2021-03-03−283,563→ 2,283,407 total(indirect: See Footnote) - Sale
Common Stock
2021-05-03$43.49/sh−2,639$114,770→ 538,339 total - Gift
Common Stock
2021-03-03+283,563→ 283,563 total(indirect: See Footnote)
Footnotes (6)
- [F1]These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.4900 to $43.5121 per share, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- [F3]Reflects transfers made between the reporting person and grantor retained annuity trusts. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
- [F4]Reflects a transfer made between a grantor retained annuity trust and a trust for the benefit of the reporting person's family.
- [F5]Such shares of common stock are held in a grantor retained annuity trust.
- [F6]Such shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the Investment Adviser and has sole investment power over the securities.
Documents
Issuer
Carlyle Group Inc.
CIK 0001527166
Entity typeother
Related Parties
1- filerCIK 0001220640
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 9:32 PM ET
- Size
- 10.2 KB