Home/Filings/4/0000899243-21-019445
4//SEC Filing

Clarus Defined Exit I, L.P. 4

Accession 0000899243-21-019445

CIK 0001827506other

Filed

May 12, 8:00 PM ET

Accepted

May 13, 9:59 PM ET

Size

94.6 KB

Accession

0000899243-21-019445

Insider Transaction Report

Form 4
Period: 2021-05-11
Transactions
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
Transactions
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
Transactions
  • Conversion

    Common Stock

    2021-05-11+4,859,8124,859,812 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+130,236820,386 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+52,094328,154 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+105,213662,759 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+690,150690,150 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+276,060276,060 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+363,433363,433 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+68,582432,015 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+557,546557,546 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+670,347670,347 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+134,047134,047 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,692,3070 total(indirect: See Footnotes)
    Common Stock (690,150 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-112,982,8740 total(indirect: See Footnotes)
    Common Stock (557,546 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-11717,1600 total(indirect: See Footnotes)
    Common Stock (134,047 underlying)
  • Conversion

    Common Stock

    2021-05-11+126,499796,846 total(indirect: See Footnotes)
  • Conversion

    Common Stock

    2021-05-11+25,296159,343 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,507$59,619800,353 total(indirect: See Footnotes)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-113,586,3640 total(indirect: See Footnotes)
    Common Stock (670,347 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11278,7070 total(indirect: See Footnotes)
    Common Stock (52,094 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11366,9180 total(indirect: See Footnotes)
    Common Stock (68,582 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11135,3340 total(indirect: See Footnotes)
    Common Stock (25,296 underlying)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+15,918$270,6064,875,730 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+3,611$61,387823,997 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,444$24,548329,598 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+2,917$49,589665,676 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+1,902$32,334433,917 total(indirect: See Footnotes)
  • Purchase

    Common Stock

    2021-05-11$17.00/sh+701$11,917160,044 total(indirect: See Footnotes)
  • Conversion

    Series A Convertible Preferred Stock

    2021-05-1126,000,0000 total(indirect: See Footnotes)
    Common Stock (4,859,812 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,476,9240 total(indirect: See Footnotes)
    Common Stock (276,060 underlying)
  • Conversion

    Series A-1 Convertible Preferred Stock

    2021-05-111,944,3710 total(indirect: See Footnotes)
    Common Stock (363,433 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11696,7670 total(indirect: See Footnotes)
    Common Stock (130,236 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11562,8910 total(indirect: See Footnotes)
    Common Stock (105,213 underlying)
  • Conversion

    Series B Convertible Preferred Stock

    2021-05-11676,7740 total(indirect: See Footnotes)
    Common Stock (126,499 underlying)
Footnotes (14)
  • [F1]Each share of the Issuer's Series A Convertible Preferred Stock, Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted on a 1-for-5.35 basis into common stock of the Issuer upon the closing of the Issuer's initial public offering.
  • [F10]Clarus IV GP, L.P. is the general partner of each of Clarus IV-A, L.P., Clarus IV-B, L.P., Clarus IV-C, L.P. and Clarus IV-D, L.P. Blackstone Clarus GP L.P. is the general partner of Clarus IV GP, L.P. Blackstone Clarus GP L.L.C. is the general partner of Blackstone Clarus GP L.P. The sole member of Blackstone Clarus GP L.L.C. is Blackstone Holdings I L.P.
  • [F11]The general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. The sole member of Blackstone Holdings I/II GP L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
  • [F12]Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 3.
  • [F13]Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
  • [F14]Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
  • [F2]Reflects securities held directly by Clarus Lifesciences III, L.P. Clarus Ventures III GP, L.P. is the general partner of Clarus Lifesciences III, L.P. Blackstone Clarus III L.L.C. is the general partner of Clarus Ventures III GP, L.P. The sole member of Blackstone Clarus III L.L.C. is Blackstone Holdings II L.P.
  • [F3]Reflects securities held directly by Clarus Defined Exit I, L.P.
  • [F4]Reflects securities held directly by Clarus DE II, L.P.
  • [F5]Reflects securities held directly by Clarus IV-A, L.P.
  • [F6]Reflects securities held directly by Clarus IV-B, L.P.
  • [F7]Reflects securities held directly by Clarus IV-C, L.P.
  • [F8]Reflects securities held directly by Clarus IV-D, L.P.
  • [F9]Clarus Ventures DE GP, L.P. is the general partner of each of Clarus Defined Exit I, L.P. and Clarus DE II, L.P. Blackstone Clarus DE L.L.C. is the general partner of Clarus Ventures DE GP, L.P. The sole member of Blackstone Clarus DE L.L.C. is Blackstone Holdings II L.P.

Issuer

Talaris Therapeutics, Inc.

CIK 0001827506

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001615352

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 9:59 PM ET
Size
94.6 KB