4//SEC Filing
DRAPER TIMOTHY C 4
Accession 0000899243-21-019893
CIK 0001422930other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 2:30 PM ET
Size
36.9 KB
Accession
0000899243-21-019893
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
DRAPER ASSOCIATES L P
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying)
Transactions
- Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying) - Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying)
Transactions
- Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying)
Transactions
- Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC)
DRAPER TIMOTHY C
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying)
Fisher John H N
10% Owner
Transactions
- Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying)
Transactions
- Conversion
Class A Common Stock
2021-05-18+4,909→ 4,909 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-17+3,290,530→ 3,290,530 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.) - Conversion
Class A Common Stock
2021-05-18+4,148→ 4,148 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-05-18+283,434→ 283,434 total(indirect: By Draper Associates, L.P.) - Conversion
Class B Common Stock
2021-05-18−283,434→ 0 total(indirect: By Draper Associates, L.P.)→ Class A Common Stock (283,434 underlying) - Conversion
Class B Common Stock
2021-05-17−73,123→ 0 total(indirect: By LLC)→ Class A Common Stock (73,123 underlying) - Conversion
Class B Common Stock
2021-05-18−4,148→ 0 total(indirect: By LLC)→ Class A Common Stock (4,148 underlying) - Conversion
Class A Common Stock
2021-05-17+73,123→ 73,123 total(indirect: By LLC) - Conversion
Class B Common Stock
2021-05-17−3,290,530→ 0 total(indirect: By Draper Fisher Jurvetson Fund VIII, L.P.)→ Class A Common Stock (3,290,530 underlying) - Conversion
Class B Common Stock
2021-05-18−4,909→ 0 total(indirect: By LLC)→ Class A Common Stock (4,909 underlying)
Footnotes (6)
- [F1]These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F2]These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. and DFJ VIII, Ltd) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F3]These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F4]Each outstanding share of Class B Common Stock converted at the option of the Reporting Person into one share of Class A Common Stock.
- [F5]These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F6]These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
Related Parties
1- filerCIK 0001074910
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 2:30 PM ET
- Size
- 36.9 KB