4//SEC Filing
Cruz Shane E. 4
Accession 0000899243-21-020186
CIK 0001808220other
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:16 PM ET
Size
18.8 KB
Accession
0000899243-21-020186
Insider Transaction Report
Form 4
GoHealth, Inc.GOCO
Cruz Shane E.
Chief Operating Officer
Transactions
- Conversion
Class A Common Stock
2021-05-18+62,500→ 155,343 total - Sale
Class A Common Stock
2021-05-18$11.61/sh−62,500$725,763→ 92,843 total - Conversion
Blizzard Management Feeder LLC Interests
2021-05-18−62,500→ 1,639,190 total→ LLC Interests (62,500 underlying) - Conversion
Class B Common Stock
2021-05-18+62,500→ 62,500 total - Conversion
LLC Interests
2021-05-18−62,500→ 0 total→ Class A Common Stock (62,500 underlying) - Other
Class B Common Stock
2021-05-18−62,500→ 0 total - Conversion
LLC Interests
2021-05-18+62,500→ 62,500 total→ Class A Common Stock (62,500 underlying)
Holdings
- 989,643(indirect: By Trust)
Blizzard Management Feeder LLC Interests
→ Class A Common Stock (989,643 underlying)
Footnotes (6)
- [F1]Each LLC Interest may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-for-1 basis. Upon the redemption of any LLC Interests, a number of Class B Shares equal to the number of LLC Interests that are redeemed will be cancelled by the Issuer for no consideration.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.160 to $11.750. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Blizzard Management Feeder Interests ("Feeder Interests") are convertible at the option of the holder for LLC Interests (and a corresponding number of Class B Shares) on a 1-for-1 basis, which will be subsequently redeemed for an equal number of shares of Class A Common Stock.
- [F5]Following the transactions reported herein, 1,306,123 of the Feeder Interests are currently vested. The remaining Feeder Interests will vest in four equal annual installments beginning on September 13, 2021 and have no expiration date.
- [F6]The Feeder Interests are fully vested and currently exercisable.
Documents
Issuer
GoHealth, Inc.
CIK 0001808220
Entity typeother
Related Parties
1- filerCIK 0001815988
Filing Metadata
- Form type
- 4
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 5:16 PM ET
- Size
- 18.8 KB