Athyrium Opportunities Fund (B) LP 4
4 · PROGENITY, INC. · Filed Jun 3, 2021
Insider Transaction Report
Form 4
PROGENITY, INC.PROG
Athyrium Opportunities Fund (A) LP
10% Owner
Transactions
- Purchase
Common Stock
2021-06-01$2.86/sh+306,308$876,041→ 28,299,741 total(indirect: See footnotes) - Purchase
Common Stock
2021-06-01$2.86/sh+961,807$2,750,768→ 28,299,741 total(indirect: See footnotes)
Footnotes (3)
- [F1]The 306,308 shares of the Issuer's common stock are directly owned by Athyrium Opportunities III Acquisition LP. Athyrium Opportunities Associates III GP LLC is the general partner of Athyrium Opportunities Associates III LP, which is the general partner of Athyrium Opportunities III Acquisition LP. Athyrium Funds GP Holdings, LLC is the managing member of Athyrium Opportunities Associates III GP LLC. Jeffrey Ferrell is the managing member of Athyrium Funds GP Holdings, LLC and the President of Athyrium Opportunities Associates III GP LLC.
- [F2]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
- [F3]The 961,807 shares of the Issuer's common stock are held directly by Athyrium Opportunities III Co-Invest 1 LP. Athyrium Opportunities Associates Co-Invest LLC is the general partner of Athyrium Opportunities III Co-Invest 1 LP. Athyrium Funds GP Holdings, LLC is the managing member of Athyrium Opportunities Associates Co-Invest LLC. Jeffrey A. Ferrell is the President of Athyrium Opportunities Associates Co-Invest LLC and the managing member of Athyrium Funds GP Holdings, LLC.