Woiwode Thomas 4
4 · Aligos Therapeutics, Inc. · Filed Jun 15, 2021
Insider Transaction Report
Form 4
Woiwode Thomas
Director
Transactions
- Other
Common Stock
2021-06-11−485,979→ 1,457,937 total(indirect: See Footnote) - Other
Common Stock
2021-06-11−9,719→ 0 total(indirect: See Footnote) - Other
Common Stock
2021-06-11+8,383→ 8,383 total(indirect: See Footnote) - Other
Common Stock
2021-06-11−8,383→ 0 total(indirect: See Footnote) - Other
Common Stock
2021-06-11+2,226→ 4,452 total - Other
Common Stock
2021-06-11+9,719→ 9,719 total(indirect: See Footnote)
Holdings
- 862,444(indirect: See Footnote)
Common Stock
Footnotes (10)
- [F1]Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Venture Capital VI, L.P. ("VVC VI") to its partners pursuant to a Rule 10b5-1 trading plan.
- [F10]Shares held by Versant Vantage I, L.P. ("VV I"). Versant Vantage I GP, L.P. ("VV I GP") is the general partner of VV I, and Versant Vantage I GP-GP, LLC ("VV I GP-GP") is the general partner of VV I GP. The Reporting Person is a managing member of VV I GP-GP and may be deemed to share voting and dispositive power over the shares held by VV I; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.
- [F2]Shares held by VVC VI. Versant Ventures VI GP, L.P. ("VV VI GP") is the general partner of VVC VI, and Versant Ventures VI GP-GP, LLC ("VV VI GP-GP") is the general partner of VV VI GP. The Reporting Person is a managing member of VV VI GP-GP and may be deemed to share voting and dispositive power over the shares held by VVC VI; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.
- [F3]Represents a change in the form of ownership of VV VI GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VVC VI.
- [F4]Shares held by VV VI GP. VV VI GP-GP is the general partner of VV VI GP. The Reporting Person is a managing member of VV VI GP-GP and may be deemed to share voting and dispositive power over the shares held by VV VI GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
- [F5]Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by VV VI GP, to its partners.
- [F6]Represents a change in the form of ownership of VV VI GP-GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VV VI GP.
- [F7]Shares held by VV VI GP-GP. The Reporting Person is a managing member of VV VI GP-GP and may be deemed to share voting and dispositive power over the shares held VV VI GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.
- [F8]Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by VV VI GP-GP, to its members.
- [F9]Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by VV VI GP-GP.