Caine Renata 4

4 · Marqeta, Inc. · Filed Jun 15, 2021

Form 4

Period: 2021-06-11

See Remarks

Transactions

Other
Common Stock
2021-06-11−485,103→ 0 total
Other
Class B Common Stock
2021-06-11+485,103→ 485,103 total
→ Class A Common Stock (485,103 underlying)
Other
Restricted Stock Units
2021-06-11−34,375→ 0 total
Exp: 2026-03-16→ Common Stock (34,375 underlying)
Other
Restricted Stock Units
2021-06-11+34,375→ 34,375 total
Exp: 2026-03-16→ Class B Common Stock (34,375 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−223,959→ 0 total
Exercise: $10.48Exp: 2031-01-21→ Common Stock (223,959 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+223,959→ 223,959 total
Exercise: $10.48Exp: 2031-01-21→ Class B Common Stock (223,959 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−158,081→ 0 total
Exercise: $10.48Exp: 2031-02-10→ Common Stock (158,081 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+158,081→ 158,081 total
Exercise: $10.48Exp: 2031-02-10→ Class B Common Stock (158,081 underlying)

Footnotes (5)

[F1]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
[F3]These shares represent restricted stock units. Each restricted stock unit is convertible into one share of Class B Common Stock. The restricted stock units vest in 16 quarterly installments after January 1, 2020, subject to the Reporting Person's continued service to the Issuer.
[F4]The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
[F5]The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.

Documents

1 file