Faix Philip 4

4 · Marqeta, Inc. · Filed Jun 15, 2021

Insider Transaction Report

Form 4

Period: 2021-06-11

Marqeta, Inc.MQ

Faix Philip

Chief Financial Officer

Transactions

Other
Common Stock
2021-06-11−80,000→ 0 total
Other
Class B Common Stock
2021-06-11+80,000→ 80,000 total
→ Class A Common Stock (80,000 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+485,689→ 485,689 total
Exercise: $10.48Exp: 2031-02-10→ Class B Common Stock (485,689 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−150,000→ 0 total
Exercise: $10.48Exp: 2031-02-10→ Common Stock (150,000 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−2,599,190→ 0 total
Exercise: $0.40Exp: 2028-11-13→ Common Stock (2,599,190 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+2,599,190→ 2,599,190 total
Exercise: $0.40Exp: 2028-11-13→ Class B Common Stock (2,599,190 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−450,000→ 0 total
Exercise: $2.25Exp: 2030-05-04→ Common Stock (450,000 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+450,000→ 450,000 total
Exercise: $2.25Exp: 2030-05-04→ Class B Common Stock (450,000 underlying)
Other
Stock Option (Right to Buy)
2021-06-11−485,689→ 0 total
Exercise: $10.48Exp: 2031-02-10→ Common Stock (485,689 underlying)
Other
Stock Option (Right to Buy)
2021-06-11+150,000→ 150,000 total
Exercise: $10.48Exp: 2031-02-10→ Class B Common Stock (150,000 underlying)

Footnotes (6)

[F1]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
[F3]The stock option vested with respect to 25% of the shares on August 13, 2019 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
[F4]The stock option vests in 48 monthly installments after April 1, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
[F5]The stock option shall vest with respect to 50% of the shares on January 1, 2023, and shall vest in 24 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
[F6]The stock option vests in 48 monthly installments after January 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION