Alpha Teknova, Inc.·3

Jun 24, 9:40 PM ET

Telegraph Hill Partners Management Company, LLC 3

3 · Alpha Teknova, Inc. · Filed Jun 24, 2021

Insider Transaction Report

Form 3
Period: 2021-06-24
Holdings
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    From: 2019-01-14Common Stock (14,941,823 underlying)
  • Series A Convertible Preferred Stock

    (indirect: See Footnote)
    From: 2019-01-14Common Stock (2,570,862 underlying)
Footnotes (3)
  • [F1]The Series A Convertible Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Series A Convertible Preferred Stock will convert automatically upon the issuer's consummation of a qualifying initial public offering.
  • [F2]Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.
  • [F3]Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.

Documents

1 file
  • 3
    doc3.xmlPrimary

    FORM 3 SUBMISSION