Hornblower Josiah 4
4 · Shattuck Labs, Inc. · Filed Jun 25, 2021
Insider Transaction Report
Form 4
Hornblower Josiah
DirectorChairman
Transactions
- Sale
Common Stock
2021-06-24$28.18/sh−7,616$214,634→ 3,059,027 total(indirect: By LLC) - Sale
Common Stock
2021-06-23$28.29/sh−5,832$164,967→ 3,066,643 total(indirect: By LLC) - Exercise/Conversion
Stock Option (Right to Buy)
2021-06-24−188,375→ 0 totalExercise: $4.67Exp: 2030-08-05→ Common Stock (188,375 underlying) - Sale
Common Stock
2021-06-25$28.20/sh−16,210$457,086→ 3,042,817 total(indirect: By LLC) - Exercise/Conversion
Common Stock
2021-06-24$4.67/sh+188,375$879,711→ 188,375 total
Holdings
- 79,356(indirect: By Stone Dock Investors)
Common Stock
Footnotes (4)
- [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.625 to $30.0075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.75 to $28.875. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $27.86 to $28.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This option represents a right to purchase a total of 188,375 shares of the Issuer's common stock, which vested in full on April 1, 2021 in connection with the Reporting Person stepping down from employment with the Issuer.