4//SEC Filing
Zubrow Jan Rock 4
Accession 0000899243-21-026410
CIK 0001777835other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 9:48 PM ET
Size
14.1 KB
Accession
0000899243-21-026410
Insider Transaction Report
Form 4
Zubrow Jan Rock
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-24+20,456→ 20,456 total(indirect: By LLC) - Exercise/Conversion
Class B Common Stock
2021-06-24−20,456→ 0 total(indirect: By LLC)→ Class A Common Stock (20,456 underlying) - Sale
Class B Common Stock
2021-06-24$0.01/sh−1,293$13→ 20,456 total(indirect: By LLC)→ Class A Common Stock (1,293 underlying) - Disposition to Issuer
Class B Common Stock
2021-06-24−3,251→ 21,749 total(indirect: By LLC)→ Class A Common Stock (3,251 underlying)
Footnotes (5)
- [F1]On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
- [F2](Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
- [F3]In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
- [F4]Represents shares held directly by Masala. The reporting person is a member of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
- [F5]Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala.
Documents
Issuer
Perella Weinberg Partners
CIK 0001777835
Entity typeother
Related Parties
1- filerCIK 0001821155
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 9:48 PM ET
- Size
- 14.1 KB