4//SEC Filing
McEntee James J III 4
Accession 0000899243-21-026411
CIK 0001777835other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 9:48 PM ET
Size
14.2 KB
Accession
0000899243-21-026411
Insider Transaction Report
Form 4
McEntee James J III
President and Secretary
Transactions
- Disposition to Issuer
Class B Common Stock
2021-06-24−32,507→ 217,493 total(indirect: By LLC)→ Class A Common Stock (32,507 underlying) - Sale
Class B Common Stock
2021-06-24$0.01/sh−12,931$129→ 204,562 total(indirect: By LLC)→ Class A Common Stock (12,931 underlying) - Exercise/Conversion
Class B Common Stock
2021-06-24−204,562→ 0 total(indirect: By LLC)→ Class A Common Stock (204,562 underlying) - Exercise/Conversion
Class A Common Stock
2021-06-24+204,562→ 204,562 total(indirect: By LLC)
Footnotes (5)
- [F1]On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
- [F2](Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
- [F3]In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
- [F4]Represents shares held directly by Masala. JMcEntee FinTech IV Partners and Swarthmore Trust of 2016 are members of Masala. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
- [F5]Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala.
Documents
Issuer
Perella Weinberg Partners
CIK 0001777835
Entity typeother
Related Parties
1- filerCIK 0001312746
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 9:48 PM ET
- Size
- 14.2 KB