FinTech Masala Advisors IV, LLC 4
4 · Perella Weinberg Partners · Filed Jun 28, 2021
Insider Transaction Report
Form 4Exit
FinTech Masala Advisors IV, LLC
10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
[F3]2021-06-24+4,506,446→ 4,506,446 total - Sale
Class B Common Stock
[F4]2021-06-24$0.01/sh−130,496$1,305→ 5,199,504 total→ Class A Common Stock (130,496 underlying) - Disposition to Issuer
Class B Common Stock
[F1][F2]2021-06-24−693,058→ 4,506,446 total→ Class A Common Stock (693,058 underlying) - Exercise/Conversion
Class B Common Stock
[F3]2021-06-24−4,506,446→ 0 total→ Class A Common Stock (4,506,446 underlying)
Footnotes (4)
- [F1]On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, FinTech Investor Holdings IV, LLC ("Holdings"), FinTech Masala Advisors, LLC ("Masala"), PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
- [F2](Continued from Footnote 1) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
- [F3]In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
- [F4]Represents shares transferred from the reporting person to Holdings pursuant to certain side letters by and among certain members of Holdings and the reporting person.
Signature
/s/ Amanda Abrams, Attorney-in-Fact|2021-06-28