4//SEC Filing
COHEN BETSY Z 4
Accession 0000899243-21-026594
CIK 0001777835other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 5:37 PM ET
Size
14.1 KB
Accession
0000899243-21-026594
Insider Transaction Report
Form 4
COHEN BETSY Z
Director
Transactions
- Disposition to Issuer
Class B Common Stock
2021-06-24−155,082→ 1,037,585 total(indirect: By LLC)→ Class A Common Stock (155,082 underlying) - Exercise/Conversion
Class B Common Stock
2021-06-24−914,736→ 0 total(indirect: By LLC)→ Class A Common Stock (914,736 underlying) - Exercise/Conversion
Class A Common Stock
2021-06-24+914,736→ 914,736 total(indirect: By LLC) - Sale
Class B Common Stock
2021-06-24$0.01/sh−122,849$1,228→ 914,736 total(indirect: By LLC)→ Class A Common Stock (122,849 underlying)
Footnotes (5)
- [F1]Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). The reporting person indirectly owns one-third of Manager. The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
- [F2]On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC. In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
- [F3](Continued from Footnote 2) However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination..
- [F4]In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
- [F5]Represents shares transferred to other members of Holdings and Masala pursuant to certain side letters by and among certain members of Holdings and Masala.
Documents
Issuer
Perella Weinberg Partners
CIK 0001777835
Entity typeother
Related Parties
1- filerCIK 0001168754
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 5:37 PM ET
- Size
- 14.1 KB