Telegraph Hill Partners Management Company, LLC 4
4 · Alpha Teknova, Inc. · Filed Jun 29, 2021
Insider Transaction Report
Form 4
Telegraph Hill Partners IV, L.P.
10% Owner
Transactions
- Conversion
Common Stock
[F1][F2]2021-06-28+14,941,823→ 14,941,823 total - Conversion
Common Stock
[F1][F3]2021-06-28+2,570,862→ 2,570,862 total(indirect: See Footnote) - Conversion
Series A Convertible Preferred Stock
[F1][F2]2021-06-28−7,970,673→ 0 total→ Common Stock (14,941,823 underlying) - Conversion
Series A Convertible Preferred Stock
[F1][F3]2021-06-28−1,371,419→ 0 total(indirect: See Footnote)→ Common Stock (2,570,862 underlying)
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock was converted on June 28, 2021, at the election of the holder and in accordance with the Company's then-current amended and restated certificate of incorporation, and has no expiration date. The Series A Convertible Preferred Stock converted into shares of the Company's common stock on a 1-for-1.8746 basis.
- [F2]Shares held directly by Telegraph Hill Partners IV, L.P ("THP IV"). Telegraph Hill Partners IV Investment Management, LLC ("THP IM") is the general partner of THP IV. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV.
- [F3]Shares held directly by THP IV Affiliates Fund, LLC ("THP IV AFF"). THP IM is the manager of of THP IV AFF. THPMC is the manager of THP IM. As such, THP IM and THPMC may be deemed to have beneficial ownership of the shares held by THP IV AFF.