4//SEC Filing
Rodriguez Arturo 4
Accession 0000899243-21-027262
CIK 0001757715other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:05 PM ET
Size
9.5 KB
Accession
0000899243-21-027262
Insider Transaction Report
Form 4
Aterian, Inc.ATER
Rodriguez Arturo
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2021-06-30+96,000→ 269,759 total - Award
Common Stock
2021-06-30+23,541→ 171,759 total - Award
Common Stock
2021-06-30+2,000→ 173,759 total
Footnotes (4)
- [F1]The restricted shares of common stock were granted pursuant to the Issuer's Amended and Restated 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds.
- [F2]Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021.
- [F3]Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021, subject to the Reporting Person's continued service to the Issuer through such vesting date.
- [F4]Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12 of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
Documents
Issuer
Aterian, Inc.
CIK 0001757715
Entity typeother
Related Parties
1- filerCIK 0001354895
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:05 PM ET
- Size
- 9.5 KB