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4//SEC Filing

Suslak Neil S 4

Accession 0000899243-21-028041

CIK 0001777393other
View on SEC.govCompany Profile

Filed

Jul 8, 8:00 PM ET

Accepted

Jul 9, 7:00 PM ET

Size

14.3 KB

Accession

0000899243-21-028041

Insider Transaction Report

Form 4
Period: 2021-06-15
ChargePoint Holdings, Inc.CHPT
Suslak Neil S
Director
Transactions
  • Sale

    Common Stock

    2021-06-15$24.77/sh−1,129$27,965→ 3,052,720 total(indirect: See Footnotes)
  • Exercise of In-Money

    Common Stock

    2021-06-15$1.25/sh+22,337$27,921→ 3,053,849 total(indirect: See Footnotes)
  • Exercise of In-Money

    Warrant (right to buy)

    2021-06-15−22,337→ 0 total(indirect: See Footnotes)
    Exercise: $1.25From: 2021-02-26Exp: 2021-06-20→ Common Stock (22,337 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    886,130

  • Common Stock

    (indirect: See Footnotes)
    351,151

  • Common Stock

    (indirect: See Footnotes)
    1,830,332

  • Common Stock

    (indirect: See Footnotes)
    2,702,655

  • Common Stock

    (indirect: See Footnotes)
    11,593,882
Footnotes (8)
  • [F1]The Reporting Person exercised a warrant to purchase 22,337 shares of the Issuer's Common Stock for $1.25 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,129 shares of the Issuer's shares of common stock subject to the warrant to pay the exercise price.
  • [F2]The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds").
  • [F3]The Shares are held directly by Braemar ChargePoint Investments III, LLC.
  • [F4]The Shares are held directly by Braemar CP Investments 2019 LLC.
  • [F5]The Shares are held directly by Braemar CP Investments II 2020, LLC.
  • [F6]The Shares are held directly by Braemar Energy Ventures III, L.P.
  • [F7]The Shares are held directly by ChargePoint Investments II, LLC.
  • [F8]Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.

Documents

1 file

Issuer

ChargePoint Holdings, Inc.

CIK 0001777393

→
Entity typeother

Related Parties

1
  • filerCIK 0001839057

Filing Metadata

Form type
4
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 7:00 PM ET
Size
14.3 KB
View on SEC.gov