Suslak Neil S 4
4 · ChargePoint Holdings, Inc. · Filed Jul 9, 2021
Insider Transaction Report
Form 4
Suslak Neil S
Director
Transactions
- Sale
Common Stock
2021-06-15$24.77/sh−1,129$27,965→ 3,052,720 total(indirect: See Footnotes) - Exercise of In-Money
Common Stock
2021-06-15$1.25/sh+22,337$27,921→ 3,053,849 total(indirect: See Footnotes) - Exercise of In-Money
Warrant (right to buy)
2021-06-15−22,337→ 0 total(indirect: See Footnotes)Exercise: $1.25From: 2021-02-26Exp: 2021-06-20→ Common Stock (22,337 underlying)
Holdings
- 886,130(indirect: See Footnotes)
Common Stock
- 351,151(indirect: See Footnotes)
Common Stock
- 1,830,332(indirect: See Footnotes)
Common Stock
- 2,702,655(indirect: See Footnotes)
Common Stock
- 11,593,882(indirect: See Footnotes)
Common Stock
Footnotes (8)
- [F1]The Reporting Person exercised a warrant to purchase 22,337 shares of the Issuer's Common Stock for $1.25 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 1,129 shares of the Issuer's shares of common stock subject to the warrant to pay the exercise price.
- [F2]The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds").
- [F3]The Shares are held directly by Braemar ChargePoint Investments III, LLC.
- [F4]The Shares are held directly by Braemar CP Investments 2019 LLC.
- [F5]The Shares are held directly by Braemar CP Investments II 2020, LLC.
- [F6]The Shares are held directly by Braemar Energy Ventures III, L.P.
- [F7]The Shares are held directly by ChargePoint Investments II, LLC.
- [F8]Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds.