BARRACK THOMAS JR 4
4 · DigitalBridge Group, Inc. · Filed Jul 19, 2021
Insider Transaction Report
Form 4
BARRACK THOMAS JR
DirectorExecutive Chairman
Transactions
- Award
Deferred Stock
2021-07-15$7.36/sh+2,265$16,670→ 27,702 total→ Class A Common Stock (2,265 underlying) - Other
Class B Common Stock
2021-07-15−67,953→ 665,978 total(indirect: By Trust) - Other
Class A Common Stock
2021-07-15+67,953→ 4,004,609 total(indirect: By Trust)
Holdings
- 23,642,307(indirect: See footnote)
OP Units
→ Class A Common Stock
Footnotes (5)
- [F1]Pursuant to the terms of the issuer's Class B Common Stock (the "Class B Common Stock"), 67,953 shares of Class B Common Stock were converted to shares of the issuer's Class A Common Stock ("Class A Common Stock") on a one-for-one basis.
- [F2]Represents OP Units, which are redeemable at the election of the OP Unit holder for (1) cash equal to the market value of an equivalent number of shares of Class A Common Stock or (2) at the option of the issuer in its capacity as the managing member of CCOC, shares of Class A Common Stock on a one-for-one basis. The right to redeem OP Units does not have an expiration date.
- [F3]The OP Units are held by the limited liability companies controlled by the reporting person (the "Holdcos"). The reporting person disclaims beneficial ownership of the OP Units held by the Holdcos except to the extent of his pecuniary interest therein.
- [F4]Represents the receipt of deferred stock units ("Deferred Stock") granted by the issuer in respect of the reporting person's election to defer cash compensation payable in accordance with the issuer's non-executive director compensation policy.
- [F5]Deferred Stock has no expiration date and is payable in Class A Common Stock after the reporting person's separation from service with the issuer.