Phoenix Venture Partners II LP 3
3 · Absci Corp · Filed Jul 21, 2021
Insider Transaction Report
Form 3
Absci CorpABSI
Phoenix Venture Partners II LP
10% Owner
Holdings
Series A-2 Preferred Stock
→ Common Stock (533,735 underlying)Series A-3 Preferred Stock
→ Common Stock (4,954,650 underlying)Series A-1 Preferred Stock
→ Common Stock (5,681,332 underlying)Series B Preferred Stock
→ Common Stock (2,590,991 underlying)Series D-1 Preferred Stock
→ Common Stock (84,348 underlying)Series D-2 Preferred Stock
→ Common Stock (33,741 underlying)Series A-4 Preferred Stock Warrant
Exercise: $1.00Exp: 2026-09-29→ Series A-4 Preferred Stock (93,007 underlying)Series C Preferred Stock
→ Common Stock (273,130 underlying)Series E Preferred Stock
→ Common Stock (33,675 underlying)
Footnotes (10)
- [F1]These shares are held by Phoenix Venture Partners II LP and may be deemed to be indirectly beneficially owned by Phoenix General Partner II LLC, the general partner of Phoenix Venture Partners II LP. Phoenix General Partner II LLC disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.
- [F10]Immediately upon the closing of the IPO, these warrants will be exercisable by the holder at its option for Common Stock on a one-for-3.3031 basis.
- [F2]These shares of the Issuer's Series A-1 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), shown in Column 3 immediately upon the closing of the Issuer's initial public offering ("IPO") without payment of additional consideration. The Series A-1 Preferred Stock has no expiration date.
- [F3]These shares of the Issuer's Series A-2 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series A-2 Preferred Stock has no expiration date.
- [F4]These shares of the Issuer's Series A-3 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series A-3 Preferred Stock has no expiration date.
- [F5]These shares of the Issuer's Series B Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series B Preferred Stock has no expiration date.
- [F6]These shares of the Issuer's Series C Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series C Preferred Stock has no expiration date.
- [F7]These shares of the Issuer's Series D-1 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series D-1 Preferred Stock has no expiration date.
- [F8]These shares of the Issuer's Series D-2 Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series D-2 Preferred Stock has no expiration date.
- [F9]These shares of the Issuer's Series E Preferred Stock will automatically convert on a one-for-3.3031 basis into the number of shares of Common Stock shown in Column 3 immediately upon the closing of the IPO without payment of additional consideration. The Series E Preferred Stock has no expiration date.