4//SEC Filing
Chu James Michael 4
Accession 0000899243-21-029280
CIK 0001580864other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 5:58 PM ET
Size
18.8 KB
Accession
0000899243-21-029280
Insider Transaction Report
Form 4
Vroom, Inc.VRM
CGP3 Managers, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.) - Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
LCGP3 Accelerator, L.P.
10% Owner
Transactions
- Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.) - Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
Catterton Management Company, L.L.C.
Director10% Owner
Transactions
- Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.) - Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
CGP2 Lone Star, L.P.
10% Owner
Transactions
- Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.) - Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
Chu James Michael
10% Owner
Transactions
- Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.) - Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
CGP2 Zoom Holding, L.P.
10% Owner
Transactions
- Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.) - Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
CGP2 Managers, L.L.C.
10% Owner
Transactions
- Other
Common Stock
2021-07-19−6,994,354→ 0 total(indirect: Directly held by CGP2 Zoom Holding, L.P.) - Other
Common Stock
2021-07-19−10,589,776→ 4,734 total(indirect: Directly held by CGP2 Lone Star, L.P.)
Holdings
- 318,181(indirect: Directly held by LCGP3 Accelerator, L.P.)
Common Stock
Footnotes (3)
- [F1]Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.
- [F2]Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.
- [F3]CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.
Documents
Issuer
Vroom, Inc.
CIK 0001580864
Entity typeother
Related Parties
1- filerCIK 0001544498
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 5:58 PM ET
- Size
- 18.8 KB