Home/Filings/4/0000899243-21-029690
4//SEC Filing

Dyal Capital SLP LP 4

Accession 0000899243-21-029690

CIK 0001823945other

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 4:34 PM ET

Size

12.0 KB

Accession

0000899243-21-029690

Insider Transaction Report

Form 4
Period: 2021-07-21
Transactions
  • Conversion

    BLUE OWL OPERATING GROUP UNITS

    2021-07-21+5,465,377138,274,050 total
    From: 2021-07-21Exp: 2021-07-21Class B common stock (5,465,377 underlying)
  • Conversion

    SERIES E-1 SELLER EARNOUT UNITS

    2021-07-215,465,3770 total
    From: 2021-07-21Exp: 2021-07-21Class B common stock (5,465,377 underlying)
  • Conversion

    CLASS D COMMON STOCK

    2021-07-21+5,465,377138,274,050 total
Footnotes (3)
  • [F1]Pursuant to the terms of that certain Business Combination Agreement, dated as of December 23, 2020 (as the same has been amended, modified, supplemented or waived from time to time, the "Business Combination Agreement" or "BCA"), by and among Altimar Acquisition Corporation, Owl Rock Capital Group LLC, Owl Rock Capital Feeder LLC, Owl Rock Capital Partners LP and Neuberger Berman Group LLC, the reporting person became entitled to receive shares of Blue Owl Capital Inc.'s (the "Issuer") Class D common stock and an equal number of Blue Owl Operating Group Units issuable in respect of his Seller Earnout Units following the occurrence of a Triggering Event (as defined in the BCA).
  • [F2]The first "Triggering Event" occurred when the volume weighted average share price equals or exceeds $12.50 per share for any 20 consecutive trading days following the Closing (as defined in the BCA).
  • [F3]Each Blue Owl Operating Group Unit (which consists of one common unit of Blue Owl Capital Carry LP and one common unit of Blue Owl Capital Holdings LP), upon the cancellation of an equal number of shares of Class D common stock, may be exchanged from time to time for an equal number of newly issued shares of Class B common stock, subject to any applicable transfer restrictions and the terms of the Exchange Agreement, dated as of May 19, 2021, or (at the election of an exchange committee of the general partner of the Blue Owl Operating Group) a cash payment equal to the five-day volume weighted average price of shares of Class A common stock immediately prior to the applicable exchange date. Blue Owl Operating Group Units do not expire.

Issuer

BLUE OWL CAPITAL INC.

CIK 0001823945

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001863467

Filing Metadata

Form type
4
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 4:34 PM ET
Size
12.0 KB