4//SEC Filing
WILKERSON L JOHN 4
Accession 0000899243-21-030973
CIK 0001596946other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:05 PM ET
Size
21.4 KB
Accession
0000899243-21-030973
Insider Transaction Report
Form 4
Quotient LtdQTNT
WILKERSON L JOHN
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-07-31−6,044→ 6,044 total→ Ordinary Shares (6,044 underlying) - Exercise/Conversion
Ordinary Shares
2021-07-31+6,484→ 65,156 total - Exercise/Conversion
Restricted Stock Units
2021-07-31−440→ 438 total→ Ordinary Shares (440 underlying)
Holdings
- 7,329,074(indirect: See Footnote)
Ordinary Shares
- 7,505
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying) - 6,240
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying) - 3,500
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (3,500 underlying) - 8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying) - 13,611
Ordinary Shares Option (Right to buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying) - 5,025
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying) - 9,597
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying) - 8,158
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying)
Footnotes (12)
- [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- [F10]On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 18,132 have vested and have been exercised. The remaining 6,044 restricted stock units will vest on October 31, 2021.
- [F11]On October 31, 2020, the Reporting Person was granted 1,758 restricted stock units, of which 1,320 have vested and have been exercised. The remaining 438 restricted stock units will vest on October 31, 2021.
- [F12]The options vest and become exercisable on October 31, 2021.
- [F2]Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Wilkerson is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]All 7,505 options have vested and remain exercisable.
- [F4]All 3,500 options have vested and remain exercisable.
- [F5]All 5,025 options have vested and remain exercisable.
- [F6]All 8,726 options have vested and remain exercisable.
- [F7]All 9,597 options have vested and remain exercisable.
- [F8]4,160 options have vested and remain exercisable, and 2,080 options will vest on October 31, 2021.
- [F9]2,719 options vested on October 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on October 31, 2021 and October 31, 2022.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0000923421
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 4:05 PM ET
- Size
- 21.4 KB