4//SEC Filing
SHROFF ZUBEEN 4
Accession 0000899243-21-030977
CIK 0001596946other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:06 PM ET
Size
21.4 KB
Accession
0000899243-21-030977
Insider Transaction Report
Form 4
Quotient LtdQTNT
SHROFF ZUBEEN
Director10% Owner
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-07-31−6,044→ 6,044 total→ Ordinary Shares (6,044 underlying) - Exercise/Conversion
Restricted Stock Units
2021-07-31−1,484→ 1,482 total→ Ordinary Shares (1,484 underlying) - Exercise/Conversion
Ordinary Shares
2021-07-31+7,528→ 83,859 total
Holdings
- 8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying) - 6,240
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying) - 7,329,074(indirect: See footnote)
Ordinary Shares
- 7,505
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying) - 5,025
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying) - 13,611
Ordinary Share Option (Right to Buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying) - 5,000
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (5,000 underlying) - 9,597
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying) - 8,158
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying)
Footnotes (12)
- [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- [F10]On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, of which 18,132 have vested and have been exercised. The remaining 6,044 restricted stock units will vest on October 31, 2021.
- [F11]On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, of which 4,452 have vested and have been exercised. The remaining 1,482 restricted stock units will vest on October 31, 2021.
- [F12]The options vest and become exercisable on October 31, 2021.
- [F2]Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is a managing director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]All 7,505 options have vested and remain exercisable.
- [F4]All 5,000 options have vested and remain exercisable
- [F5]All 5,025 options have vested and remain exercisable.
- [F6]All 8,726 options have vested and remain exercisable.
- [F7]All 9,597 options have vested and remain exercisable.
- [F8]4,160 options have vested and remain exercisable, and 2,080 options will vest on October 31, 2021.
- [F9]2,719 options vested on October 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on October 31, 2021 and October 31, 2022.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0001056630
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 4:06 PM ET
- Size
- 21.4 KB