4//SEC Filing
Ackerman Tomas 4
Accession 0000899243-21-032793
CIK 0001821317other
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 4:55 PM ET
Size
21.7 KB
Accession
0000899243-21-032793
Insider Transaction Report
Form 4
PERIDOT ACQUISITION SPONSOR, LLC
10% Owner
Transactions
- Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying) - Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying)
CEC PERIDOT HOLDINGS, LLC
10% Owner
Transactions
- Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying) - Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying)
Transactions
- Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying) - Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying)
Ackerman Tomas
10% Owner
Transactions
- Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying) - Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying)
Goodman Daniel
10% Owner
Transactions
- Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying) - Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying)
Transactions
- Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying) - Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying)
CARNELIAN ENERGY CAPITAL III, L.P.
10% Owner
Transactions
- Conversion
Class B Ordinary Shares
2021-08-10−7,410,000→ 0 total→ Class A Ordinary Shares (7,410,000 underlying) - Other
Warrant
2021-08-10−8,000,000→ 0 total→ Class A Ordinary Shares (8,000,000 underlying)
Footnotes (7)
- [F1]As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share ("Class B ordinary shares"), automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
- [F2](Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. In connection with the Business Combination, each share of Class B ordinary shares was exchanged on a one-for-one basis for Amalco Shares (as defined below).
- [F3]These securities were held by Peridot Acquisition Sponsor, LLC (the "Sponsor"). CEC Aventurine Holdings, LLC ("Peridot Holdings") shares voting and/or dispositive control over the securities held by the Sponsor. Peridot Holdings is controlled by Carnelian Energy Capital III, L.P. ("Carnelian Fund III"), its sole member. Carnelian Fund III is controlled by its general partner, Carnelian Energy Capital GP III, L.P. ("Carnelian L.P.") and Carnelian L.P. is controlled by its general partner Carnelian Energy Capital Holdings, LLC ("Carnelian Holdings"). Messrs. Tomas Ackerman and Daniel Goodman are the controlling members of Carnelian Holdings. Accordingly, all of the shares held by our sponsor may be deemed to be beneficially held by Peridot Holdings, Carnelian Fund III, Carnelian L.P., Carnelian Holdings and Messrs. Ackerman and Goodman.
- [F4](Continued from Footnote 3) Each such reporting person under this Form 4 disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any Class B ordinary share covered by this Form 4.
- [F5]In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 7,410,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. ("Amalco Shares").
- [F6]In connection with the Business Combination, the Sponsor, through a series of transactions consummated pursuant to the Business Combination, converted all of its warrants to purchase Peridot Class A ordinary shares on a one-for-one basis for 8,000,000 warrants to purchase Amalco Shares at a price of $11.50 per share.
- [F7]The warrants were not exercisable until 30 days after the issuer's initial business combination and would have expired five years from the consummation of the issuer's initial business combination.
Issuer
PERIDOT ACQUISITION CORP.
CIK 0001821317
Entity typeother
Related Parties
1- filerCIK 0001733420
Filing Metadata
- Form type
- 4
- Filed
- Aug 11, 8:00 PM ET
- Accepted
- Aug 12, 4:55 PM ET
- Size
- 21.7 KB