PubMatic, Inc.|4Aug 16, 8:05 PM ET

GUPTA NARENDRA 4

4 · PubMatic, Inc. · Filed Aug 16, 2021

Form 4

Period: 2021-08-12

Director10% Owner

Transactions

Other
Class A common stock
2021-08-12−3,034,653→ 0 total(indirect: See Footnote)
Other
Class B common stock
2021-08-12−965,347→ 4,624,843 total(indirect: See Footnote)
→ Class A common stock (965,347 underlying)
Conversion
Class A common stock
2021-08-12+3,034,653→ 3,034,653 total(indirect: See Footnote)
Other
Class B common stock
2021-08-12+784,795→ 1,150,182 total(indirect: See Footnote)
→ Class A common stock (784,795 underlying)
Conversion
Class B common stock
2021-08-12−3,034,653→ 5,590,190 total(indirect: See Footnote)
→ Class A common stock (3,034,653 underlying)

Footnotes (5)

[F1]Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.
[F2]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
[F3]These securities are held by Nexus India Capital I, L.P. (Nexus Capital). The sole general partner of Nexus Capital is Nexus India Management I, L.P. (Nexus Management), and the sole general partner of Nexus Management is Nexus India Master Management I, Ltd. (Nexus Master). The Reporting Person holds sole voting, and investment power in Nexus Master, and thus may be deemed to hold sole voting and investment power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
[F4]Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.
[F5]These securities are held by the Naren & Vinita Gupta Living Trust, Dated 12/2/94.

Documents

1 file