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ACCEL LONDON III LP 3

Accession 0000899243-21-036082

CIK 0001543916other
View on SEC.govCompany Profile

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 5:12 PM ET

Size

43.6 KB

Accession

0000899243-21-036082

Insider Transaction Report

Form 3
Period: 2021-09-15
ForgeRock, Inc.FORG
ACCEL LONDON III LP
10% Owner
Holdings

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Common Stock

    334,361

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)
Accel London III Associates L.L.C.
10% Owner
Holdings

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)
Accel London Investors 2012 L.P.
10% Owner
Holdings

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)
Accel Growth Fund IV Associates L.L.C.
10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)
Accel Growth Fund IV Strategic Partners L.P.
10% Owner
Holdings

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)
Accel London III Associates L.P.
10% Owner
Holdings

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)
Accel Growth Fund Investors 2016 L.L.C.
10% Owner
Holdings

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)
Accel Growth Fund IV L.P.
10% Owner
Holdings

  • Common Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    7,591

  • Common Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    114,448

  • Common Stock

    334,361

  • Common Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    5,474

  • Series A Preferred Stock

    → Common Stock (6,518,668 underlying)

  • Series B Preferred Stock

    → Common Stock (2,202,266 underlying)

  • Series C Preferred Stock

    → Common Stock (1,551,780 underlying)

  • Series D Preferred Stock

    → Common Stock (1,686,771 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (195,795 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (23,288 underlying)

  • Series E Preferred Stock

    → Common Stock (506,879 underlying)

  • Common Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    651

  • Series B Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (50,000 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (4,093,585 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV Strategic Partners L.P.)
    → Common Stock (3,359 underlying)

  • Series A Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (148,000 underlying)

  • Series C Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (35,232 underlying)

  • Series D Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (38,296 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund IV L.P.)
    → Common Stock (590,463 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel London Investors 2012 L.P.)
    → Common Stock (11,508 underlying)

  • Series E Preferred Stock

    (indirect: By: Accel Growth Fund Investors 2016 L.L.C.)
    → Common Stock (28,242 underlying)
Footnotes (7)
  • [F1]All shares of Series A Preferred Stock, par value $0.002 per share ("Series A Preferred Stock"), Series B Preferred Stock, par value $0.001 per share ("Series B Preferred Stock"), Series C Preferred Stock, par value $0.001 per share ("Series C Preferred Stock"), Series D Preferred Stock, par value $0.001 per share ("Series D Preferred Stock") and Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock"), of ForgeRock, Inc. (the "Issuer") will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration.
  • [F2](Continued from Footnote 2) Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock").
  • [F3]Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  • [F4]Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  • [F5]Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  • [F6]Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  • [F7]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock has no expiration date.

Documents

1 file

Issuer

ForgeRock, Inc.

CIK 0001543916

→
Entity typeother

Related Parties

1
  • filerCIK 0001453180

Filing Metadata

Form type
3
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 5:12 PM ET
Size
43.6 KB
View on SEC.gov