Xiao Guo 4

4 · Thoughtworks Holding, Inc. · Filed Sep 21, 2021

Form 4

Period: 2021-09-17

Chief Executive Officer

Transactions

Award
Options to purchase common stock
2021-09-17+169,780.78→ 543,838 total
Exercise: $2.48From: 2021-09-17Exp: 2028-12-19→ Common Stock (169,780.78 underlying)
Disposition to Issuer
Stock appreciation rights
2021-09-21−2,005→ 0 total
→ Common Stock (2,005 underlying)
Award
Common Stock
2021-09-21+173,818→ 173,818 total
Award
Options to purchase common stock
2021-09-17+16,300→ 28,763 total
Exercise: $5.16From: 2021-09-17Exp: 2030-09-15→ Common Stock (16,300 underlying)
Sale
Common Stock
2021-09-17$19.85/sh−130,742$2,595,229→ 0 total
Award
Options to purchase common stock
2021-09-17+941,223.34→ 2,445,472 total
Exercise: $2.29From: 2021-09-17Exp: 2027-10-12→ Common Stock (941,223.34 underlying)

Holdings

Footnotes (5)

[F1]The reported securities are restricted stock units ("RSUs"), which vest and settle 50% on each of the 6-month and 12-month anniversaries of grant, and include 1,786 RSUs received in exchange for New SARs (as defined below).
[F2]97,488.20 of the reported securities remain subject to time-based vesting.
[F3]105,510.34 of the reported securities remain subject to time-based vesting.
[F4]12,463.00 of the reported securities remain subject to time-based vesting.
[F5]The reported securities represented SARs with respect to the Class C Common Stock of the Company, which became SARs (the "New SARs") on the Company's common stock upon completion of the Company's initial public offering (the "IPO") on September 17, 2021. In connection with the IPO, the New SARs were exchanged for RSUs on the Company's common stock.

Documents

1 file