Cummins Erin 4

4 · Thoughtworks Holding, Inc. · Filed Sep 21, 2021

Form 4

Period: 2021-09-17

Chief Financial Officer

Transactions

Award
Options to purchase common stock
2021-09-17+9,879→ 17,432 total
Exercise: $5.16From: 2021-09-17Exp: 2030-09-15→ Common Stock (9,879 underlying)
Award
Options to purchase common stock
2021-09-17+110,732.19→ 230,476 total
Exercise: $2.29From: 2021-09-17Exp: 2027-10-12→ Common Stock (110,732.19 underlying)
Award
Options to purchase common stock
2021-09-17+56,973.52→ 217,902 total
Exercise: $2.48From: 2021-09-17Exp: 2029-12-06→ Common Stock (56,973.52 underlying)
Sale
Common Stock
2021-09-17$19.85/sh−104,376$2,071,864→ 180,798 total
Award
Common Stock
2021-09-21+43,416→ 224,214 total
Award
Options to purchase common stock
2021-09-17+50,136.27→ 191,754 total
Exercise: $2.29From: 2021-09-17Exp: 2028-12-19→ Common Stock (50,136.27 underlying)
Disposition to Issuer
Stock appreciation rights
2021-09-21−2,005→ 0 total
→ Common Stock (2,005 underlying)

Footnotes (6)

[F1]The reported securities are restricted stock units ("RSUs"), which vest and settle 50% on each of the 6-month and 12-month anniversaries of grant, and include 1,786 RSUs received in exchange for New SARs (as defined below).
[F2]11,468.95 of the reported securities remain subject to time-based vesting.
[F3]31,157.41 of the reported securities remain subject to time-based vesting.
[F4]59,009.89 of the reported securities remain subject to time-based vesting.
[F5]7,553.00 of the reported securities remain subject to time-based vesting.
[F6]The reported securities represented SARs with respect to the Class C Common Stock of the Company, which became SARs (the "New SARs") on the Company's common stock upon completion of the Company's initial public offering (the "IPO") on September 17, 2021. In connection with the IPO, the New SARs were exchanged for RSUs on the Company's common stock.

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