Thorne Healthtech, Inc.·3

Sep 22, 6:10 PM ET

MITSUI & CO LTD 3

3 · Thorne Healthtech, Inc. · Filed Sep 22, 2021

Insider Transaction Report

Form 3
Period: 2021-09-22
Holdings
  • Series E Preferred Stock

    Class A Common Stock (13,505,750 underlying)
  • Class A Common Stock Warrant (Right to buy)

    Exercise: $5.12Exp: 2028-10-11Class A Common Stock (56,515 underlying)
  • Class A Common Stock

    2,168,485
Footnotes (3)
  • [F1]Immediately prior to the completion of the Issuer's initial public offering of Common Stock, the Class A Common Stock shall be re-named Common Stock.
  • [F2]Each share of Series E Preferred Stock is currently convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Each share of Series E Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of Common Stock.
  • [F3]All of the shares subject to the warrant are fully vested and exercisable as of the date hereof.

Documents

1 file
  • 3
    doc3.xmlPrimary

    FORM 3 SUBMISSION