Codiak BioSciences, Inc.·4

Sep 28, 4:05 PM ET

Sathyanarayanan Sriram 4

4 · Codiak BioSciences, Inc. · Filed Sep 28, 2021

Insider Transaction Report

Form 4
Period: 2021-08-06
Sathyanarayanan Sriram
Chief Scientific Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2021-08-06$3.29/sh+1,300$4,2771,300 total
  • Exercise/Conversion

    Common Stock

    2021-08-09$3.29/sh+1,300$4,2771,300 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2021-08-06+1,30049,966 total
    Exercise: $3.29Exp: 2027-07-24Common Stock (1,300 underlying)
  • Sale

    Common Stock

    2021-08-06$20.16/sh1,300$26,2060 total
  • Sale

    Common Stock

    2021-08-09$21.31/sh751$16,003549 total
  • Sale

    Common Stock

    2021-08-09$21.79/sh549$11,9620 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2021-08-09+1,30048,666 total
    Exercise: $3.29Exp: 2027-07-24Common Stock (1,300 underlying)
Footnotes (6)
  • [F1]The transactions reported in this Form 4 were inadvertently reported late due to an administrative oversight related to communications of the transactions.
  • [F2]The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
  • [F3]The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $20.03 to $20.26 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F4]The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $20.72 to $21.71 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F5]The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $21.72 to $21.91 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F6]The shares underlying this option are fully vested.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION