4//SEC Filing
ESL PARTNERS, L.P. 4
Accession 0000899243-21-038677
CIK 0000350698other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 6:00 PM ET
Size
22.3 KB
Accession
0000899243-21-038677
Insider Transaction Report
Form 4
ESL PARTNERS LP
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−7,840$1,012,724→ 9,049,026 total - Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−86,734$11,203,778→ 877,219 total(indirect: See Footnotes)
RBS PARTNERS L P /CT
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−86,734$11,203,778→ 877,219 total(indirect: See Footnotes) - Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−7,840$1,012,724→ 9,049,026 total
LAMPERT EDWARD S
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−7,840$1,012,724→ 9,049,026 total - Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−86,734$11,203,778→ 877,219 total(indirect: See Footnotes)
ESL INVESTMENTS INC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−7,840$1,012,724→ 9,049,026 total - Sale
Common Stock, par value $0.01 per share
2021-09-29$129.17/sh−86,734$11,203,778→ 877,219 total(indirect: See Footnotes)
Footnotes (6)
- [F1]This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $128.50 to $129.435 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares sold at each price.
- [F2]This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.
- [F3]RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.
- [F4]The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
- [F5]The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- [F6]Represents Shares directly beneficially owned by Partners.
Issuer
AUTONATION, INC.
CIK 0000350698
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000923727
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 6:00 PM ET
- Size
- 22.3 KB