4//SEC Filing
Mosing D. Keith 4
Accession 0000899243-21-039387
CIK 0001575828other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 9:55 PM ET
Size
20.3 KB
Accession
0000899243-21-039387
Insider Transaction Report
Form 4
Mosing Donald K.
DirectorSee Remarks10% Owner
Transactions
- Exercise/Conversion
Common Stock, nominal value Euro0.06
2021-10-01+6,410→ 741,069 total - Exercise/Conversion
Restricted Stock Unit
2021-10-01−6,410→ 0 total→ Common Stock (6,410 underlying) - Award
Common Stock, nominal value Euro0.06
2021-10-01+8,522→ 749,591 total
Holdings
- 7,064(indirect: By Spouse)
Common Stock, nominal value Euro0.06
- 96,992(indirect: By Children)
Common Stock, nominal value Euro0.06
- 96,992(indirect: By Children)
Common Stock, nominal value Euro0.06
- 183,410(indirect: See footnote)
Common Stock, nominal value Euro0.06
- 520,208(indirect: See footnote)
Common Stock, nominal value Euro0.06
Footnotes (8)
- [F1]Reflects the number of shares of common stock, nominal value Euro0.06 per share, of the Issuer ("Common Stock") received in connection with the vesting of restricted stock units ("RSUs"), as adjusted to give effect to the 1 for 6 reverse stock split of the Issuer, which became effective on October 1, 2021.
- [F2]RSUs convert into Common Stock on a one-for-one basis as annual compensation to the non-employee members of the prior Board of Supervisory Directors.
- [F3]The number of shares of Common Stock beneficially owned includes 37,331 shares of Common Stock previously reported as directly owned by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Donald Keith Mosing (the "By-Pass Trust), of which the reporting person is the trustee, as updated to give effect to the 1 for 6 reverse stock split of the Issuer. On January 1, 2020, the By-Pass Trust was terminated and these shares were transferred to the reporting person.
- [F4]Represents 8,522 RSUs granted under the Expro Group Holdings N.V. Long-Term Incentive Plan, As Amended and Restated as annual compensation to the non-employee members of the Board of Directors of the Issuer. Each RSU represents a contingent right to receive, upon vesting, one share of Common Stock. The RSUs vest on May 1, 2022.
- [F5]The reporting person's indirect holdings have been updated to give effect to the 1 for 6 reverse stock split of the Issuer, which became effective on October 1, 2021.
- [F6]The 520,208 shares reported are owned directly by the Donald Keith Mosing Family Partnership Ltd ("DKMFPL"), as updated to give effect to the 1 for 6 reverse stock split of the Issuer, which became effective on October 1, 2021. DKMFPL is controlled by the reporting person, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust.
- [F7]The 183,410 shares reported are owned directly by the 2015 Mosing Family Delaware Trust f/b/o Keith Mosing, of which the reporting person is the investment advisor, as updated to give effect to the 1 for 6 reverse stock split of the Issuer, which became effective on October 1, 2021. The reporting person disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- [F8]On July 1, 2021, the reporting person was granted 38,462 RSUs, which were adjusted to give effect to the 1 for 6 reverse stock split of the Issuer and vested in full on October 1, 2021 (accelerated vesting due to the closing of the merger between the Issuer (formerly Frank's International N.V.) and Expro Group Holdings International Ltd.).
Issuer
EXPRO GROUP HOLDINGS N.V.
CIK 0001575828
Entity typeother
Related Parties
1- filerCIK 0001583845
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 9:55 PM ET
- Size
- 20.3 KB