Hoya Topco, LLC 3
3 · Vivid Seats Inc. · Filed Oct 18, 2021
Insider Transaction Report
Form 3
Vivid Seats Inc.SEAT
Hoya Topco, LLC
10% Owner
Holdings
- (indirect: See footnote)
Class B Warrants
From: 2021-11-17Exp: 2031-10-18→ Class B Common Stock (6,000,000 underlying) - 124,200,000(indirect: See footnotes)
Class B Common Stock
- (indirect: See footnote)
LLC Units of Hoya Intermediate, LLC
→ Class A Common Stock (118,200,000 underlying)
Footnotes (2)
- [F1]The LLC Units of Hoya Intermediate, LLC ("Intermediate Common Units") and an equal number of shares of Class B Common Stock, together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date.
- [F2]The Class B Warrants are exchangable for shares of Class B Common Stock on a one-for-one basis for an exercise price equal to the exercise price of the corresponding warrants to purchase Intermediate Common Units (the "Hoya Intermediate Warrants"). The Class B Warrants are exerciseable only upon the exervise of a corresponding Hoya Intermediate Warrant by Hoya Topco, LLC.