Home/Filings/4/0000899243-21-041362
4//SEC Filing

RAUTH WILLIAM R III 4

Accession 0000899243-21-041362

CIK 0001433195other

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 8:05 PM ET

Size

35.1 KB

Accession

0000899243-21-041362

Insider Transaction Report

Form 4
Period: 2021-10-20
RAUTH WILLIAM R III
Director10% Owner
Transactions
  • Sale

    Class A Common Stock

    2021-10-20$130.87/sh72,859$9,535,0570 total
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0876,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+16,192$2,119,04716,192 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+16,192$2,119,04716,192 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0872,698 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+16,193$2,119,17816,193 total(indirect: See Footnote)
  • Purchase

    Class A Common Stock

    2021-10-20$130.87/sh+2,698$353,0876,698 total(indirect: See Footnote)
Holdings
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: See Footnote)
    4,000
  • Class A Common Stock

    (indirect: By LLC)
    13,072
Footnotes (7)
  • [F1]On October 20, 2021, the Reporting Person sold these 72,859 Class A Shares, at a price of $130.87 per share, to irrevocable trusts previously established for his children and grandchildren in the respective numbers of Shares set forth below in this Form 4.
  • [F2]These Class A Shares were purchased from the Reporting Person and are owned by an irrevocable trust established for one of the Reporting Person's children. The Reporting Person's spouse is the sole trustee of the trust. As a result, per a rule of the Securities and Exchange Commission (the "SEC"), the Reporting Person may be deemed to share, with his spouse, voting and dispositive power over the Class A Shares. However, the Reporting Person and his spouse disclaim any pecuniary interest in these Class A Shares.
  • [F3]These Class A Shares were purchased from the Reporting Person and are owned by an irrevocable trust established for another of the Reporting Person's children. The Reporting Person's spouse is the sole trustee of the trust. As a result, per SEC rule, the Reporting Person may be deemed to share, with his spouse, voting and dispositive power over these Class A Shares. However, the Reporting Person and his spouse disclaim any pecuniary interest in these Class A Shares.
  • [F4]These Class A Shares were purchased from the Reporting Person and are owned by an irrevocable trust established for one of the Reporting Person's grandchildren. The Reporting Person's spouse is the sole trustee of the trust. As a result, per SEC rule, the Reporting Person may be deemed to share, with his spouse, voting and dispositive power over these Class A Shares. However, the Reporting Person and his spouse disclaim any pecuniary interest in these Class A Shares.
  • [F5]These Class A Shares were purchased from the Reporting Person and are owned by an irrevocable trust established for another of the Reporting Person's grandchildren. The Reporting Person's spouse has become the sole trustee of the trust. As a result, per SEC rule, the Reporting Person may be deemed to share, with his spouse, voting and dispositive power over these Class A Shares. However, the Reporting Person and his spouse disclaim any pecuniary interest in these Class A Shares.
  • [F6]These Class A Shares are owned by an irrevocable trust established for another of the Reporting Person's grandchildren. The Reporting Person's spouse has become the sole trustee of the trust. As a result, per SEC rule, the Reporting Person may be deemed to share, with his spouse, voting and dispositive power over these Class A Shares. However, the Reporting Person and his spouse disclaim any pecuniary interest in these Class A Shares.
  • [F7]These Class A Shares are owned by IGSB IVP III LLC, a private investment fund, which is managed by Investment Group of Santa Barbara LLC ("IGSB"). The Reporting Person is one of the members of IGSB and may be deemed to share voting and dispositive power with IGSB and its other members over these Class A Shares. However, the Reporting Person disclaims beneficial ownership of these Class A Shares, except to the extent of any pecuniary interest he may have therein.

Issuer

APPFOLIO INC

CIK 0001433195

Entity typeother

Related Parties

1
  • filerCIK 0001213191

Filing Metadata

Form type
4
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 8:05 PM ET
Size
35.1 KB