4//SEC Filing
Omega Fund V GP Manager, Ltd. 4
Accession 0000899243-21-042174
CIK 0001811063other
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 5:01 PM ET
Size
10.9 KB
Accession
0000899243-21-042174
Insider Transaction Report
Form 4
Omega Fund V, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-10-29$9.27/sh−45,000$417,150→ 27,152,376 total - Sale
Common Stock
2021-10-28$9.60/sh−1,015,000$9,744,000→ 27,197,376 total
Omega Fund V GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2021-10-29$9.27/sh−45,000$417,150→ 27,152,376 total - Sale
Common Stock
2021-10-28$9.60/sh−1,015,000$9,744,000→ 27,197,376 total
Omega Fund V GP Manager, Ltd.
10% Owner
Transactions
- Sale
Common Stock
2021-10-28$9.60/sh−1,015,000$9,744,000→ 27,197,376 total - Sale
Common Stock
2021-10-29$9.27/sh−45,000$417,150→ 27,152,376 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.65 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.28 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]The reported securities are held directly by Omega Fund V, L.P. ("Omega V"). The reported securities may be deemed to be beneficially owned by each of Omega Fund V GP, L.P. ("Omega V GP"), as the general partner of Omega V, and Omega Fund V GP Manager, Ltd. ("Omega V GP Manager"), as the general partner of Omega V GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega V GP Manager and have shared voting and investment power over the shares held by Omega V. Each of Omega V GP, Omega Fund V GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any.
Documents
Issuer
Nuvation Bio Inc.
CIK 0001811063
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001641348
Filing Metadata
- Form type
- 4
- Filed
- Oct 31, 8:00 PM ET
- Accepted
- Nov 1, 5:01 PM ET
- Size
- 10.9 KB