MADERA PAUL S 4
4 · Sonendo, Inc. · Filed Nov 2, 2021
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
MADERA PAUL S
Director
Transactions
- Conversion
Series E Preferred Stock
2021-11-02−276,119→ 0 total(indirect: Held by Meritech Capital Partners IV L.P.)→ Common Stock (276,119 underlying) - Conversion
Series E Preferred Stock
2021-11-02−6,819→ 0 total(indirect: Held by Meritech Capital Affiliates IV L.P.)→ Common Stock (6,819 underlying) - Conversion
Common Stock
2021-11-02+1,433,575→ 1,433,575 total(indirect: Held by Meritech Capital Partners IV L.P.) - Conversion
Series D Preferred Stock
2021-11-02−28,583→ 0 total(indirect: Held by Meritech Capital Affiliates IV L.P.)→ Common Stock (28,583 underlying) - Conversion
Common Stock
2021-11-02+35,402→ 35,402 total(indirect: Held by Meritech Capital Affiliates IV L.P.) - Conversion
Series D Preferred Stock
2021-11-02−1,157,456→ 0 total(indirect: Held by Meritech Capital Partners IV L.P.)→ Common Stock (1,157,456 underlying)
Footnotes (3)
- [F1]Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.
- [F2]Meritech Capital Associates IV L.L.C. ("GP IV"), the general partner of Meritech Capital Partners IV L.P. ("MCP IV"), has sole voting and dispositive power with respect to the shares held by MCP IV. Mr. Madera is a managing member of GP IV and shares voting and dispositive power with respect to the shares held by MCP IV. Mr. Madera disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in such shares. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Madera is the beneficial owner of any securities reported herein.
- [F3]GP IV, the general partner of Meritech Capital Affiliates IV L.P. ("MCA IV"), has sole voting and dispositive power with respect to the shares held by MCA IV. Mr. Madera is a managing member of GP IV and shares voting and dispositive power with respect to the shares held by MCA IV. Mr. Madera disclaims the existence of a "group" and disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest in such shares. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Mr. Madera is the beneficial owner of any securities reported herein.