4//SEC Filing
Hallsworth Frederick 4
Accession 0000899243-21-042470
CIK 0001596946other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 7:08 PM ET
Size
24.2 KB
Accession
0000899243-21-042470
Insider Transaction Report
Form 4
Quotient LtdQTNT
Hallsworth Frederick
Director
Transactions
- Award
Restricted Stock Units
2021-10-31+27,668→ 27,668 total→ Ordinary Shares (27,668 underlying) - Exercise/Conversion
Restricted Stock Units
2021-10-31−3,847→ 0 total→ Ordinary Shares (3,847 underlying) - Award
Ordinary Share Option (Right to Buy)
2021-10-31+24,040→ 24,040 totalExercise: $2.53Exp: 2031-10-31→ Ordinary Shares (24,040 underlying) - Exercise/Conversion
Ordinary Shares
2021-10-31+3,847→ 117,446 total
Holdings
- 3,150(indirect: By Spouse)
Ordinary Shares
- 7,505
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying) - 5,000
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (5,000 underlying) - 8,158
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying) - 20,014
Option to Purchase Ordinary Shares
From: 2014-02-13Exp: 2022-08-30→ Ordinary Shares (20,014 underlying) - 5,025
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying) - 9,597
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying) - 8,726
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying) - 13,611
Ordinary Share Option (Right to Buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying) - 6,240
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying)
Footnotes (13)
- [F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
- [F10]On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, all of which have vested and have been exercised.
- [F11]All 13,611 options have vested and remain exercisable.
- [F12]On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
- [F13]The options vest and become exercisable on October 31, 2022.
- [F2]All 7,505 options have vested and remain exercisable.
- [F3]All 5,000 options have vested and remain exercisable.
- [F4]The exercise price will be paid in pounds sterling, at GBP0.91 per share.
- [F5]All 5,025 options have vested and remain exercisable.
- [F6]All 8,726 options have vested and remain exercisable.
- [F7]All 9,597 options have vested and remain exercisable.
- [F8]All 6,240 options have vested and remain exercisable.
- [F9]2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0001604877
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 7:08 PM ET
- Size
- 24.2 KB