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3//SEC Filing

Silver Lake Technology Associates IV, L.P. 3

Accession 0000899243-21-042473

CIK 0001124610other

View on SEC.gov Company Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 7:08 PM ET

Size

23.3 KB

Accession

0000899243-21-042473

Insider Transaction Report

Form 3

Period: 2021-11-01

VMWARE, INC.VMW

SLTA IV (GP), L.L.C.

10% Owner

Holdings

Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833

Silver Lake Group, L.L.C.

10% Owner

Holdings

Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833

Silver Lake Technology Associates IV, L.P.

10% Owner

Holdings

Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038

Silver Lake Partners IV, L.P.

10% Owner

Holdings

Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885

SLTA SPV-2 (GP), L.L.C.

Director10% Owner

Holdings

Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898

SLTA SPV-2, L.P.

Director10% Owner

Holdings

Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833

SL SPV-2, L.P.

Director10% Owner

Holdings

Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833

Silver Lake Technology Investors IV, L.P.

10% Owner

Holdings

Class A Common Stock
(indirect: Held through SL SPV-2, L.P.)
16,133,485
Class A Common Stock
(indirect: Held through Silver Lake Partners V DE (AIV), L.P.)
8,964,898
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors IV, L.P.)
243,679
Class A Common Stock
(indirect: Held through Silver Lake Group, L.L.C.)
37,038
Class A Common Stock
(indirect: Held through Silver Lake Technology Investors V, L.P.)
109,885
Class A Common Stock
(indirect: Held through Silver Lake Partners IV, L.P.)
16,561,833

Footnotes (7)

[F1]These securities are directly held by SL SPV-2, L.P. ("SPV-2"). The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
[F2]These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
[F3]These securities are directly held by Silver Lake Partners V DE (AIV), L.P. ("SLP V"). The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").
[F4]These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.
[F5]These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.
[F6]These securities are directly owned by Silver Lake Group, L.L.C. ("SLG").
[F7]SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.

Documents

1 file

3
doc3.xmlPrimary
FORM 3 SUBMISSION

Issuer

VMWARE, INC.

CIK 0001124610

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001672566

Filing Metadata

Form type: 3
Filed: Nov 1, 8:00 PM ET
Accepted: Nov 2, 7:08 PM ET
Size: 23.3 KB

View on SEC.gov