SHROFF ZUBEEN 4

Accession 0000899243-21-042475

CIK 0001596946other

View on SEC.gov Company Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 7:09 PM ET

Size

28.2 KB

Accession

0000899243-21-042475

Insider Transaction Report

Form 4

Period: 2021-10-31

Quotient LtdQTNT

SHROFF ZUBEEN

Director10% Owner

Transactions

Exercise/Conversion
Restricted Stock Units
2021-10-31−1,482→ 0 total
→ Ordinary Shares (1,482 underlying)
Award
Ordinary Share Option (Right to Buy)
2021-10-31+24,040→ 24,040 total
Exercise: $2.53Exp: 2031-10-31→ Ordinary Shares (24,040 underlying)
Exercise/Conversion
Ordinary Shares
2021-10-31+7,526→ 91,385 total
Award
Restricted Stock Units
2021-10-31+43,478→ 43,478 total
→ Ordinary Shares (43,478 underlying)
Exercise/Conversion
Restricted Stock Units
2021-10-31−6,044→ 0 total
→ Ordinary Shares (6,044 underlying)
Award
Restricted Stock Units
2021-10-31+10,672→ 10,672 total
→ Ordinary Shares (10,672 underlying)

Holdings

Ordinary Share Option (Right to Buy)
Exercise: $4.55Exp: 2030-10-31→ Ordinary Shares (13,611 underlying)
13,611
Ordinary Shares Option (Right to buy)
Exercise: $9.95Exp: 2024-10-31→ Ordinary Shares (5,025 underlying)
5,025
Ordinary Shares Option (Right to buy)
Exercise: $5.73Exp: 2026-10-31→ Ordinary Shares (8,726 underlying)
8,726
Ordinary Shares Option (Right to buy)
Exercise: $7.78Exp: 2029-10-31→ Ordinary Shares (8,158 underlying)
8,158
Ordinary Shares
(indirect: See footnote)
7,329,074
Ordinary Shares Option (Right to buy)
Exercise: $5.21Exp: 2027-10-31→ Ordinary Shares (9,597 underlying)
9,597
Ordinary Shares Option (Right to buy)
Exercise: $11.62Exp: 2025-10-31→ Ordinary Shares (7,505 underlying)
7,505
Ordinary Shares Option (Right to buy)
Exercise: $6.41Exp: 2028-10-31→ Ordinary Shares (6,240 underlying)
6,240
Ordinary Shares Option (Right to buy)
Exercise: $8.00Exp: 2024-04-29→ Ordinary Shares (5,000 underlying)
5,000

Footnotes (15)

[F1]Restricted Stock Units convert into ordinary shares on a one-for-one basis.
[F10]On October 31, 2020, the Reporting Person was granted 24,176 restricted stock units, all of which have vested and have been exercised.
[F11]On October 31, 2020, the Reporting Person was granted 5,934 restricted stock units, all of which have vested and have been exercised.
[F12]All 13,611 options have vested and remain exercisable.
[F13]On October 31, 2021, the Reporting Person was granted 43,478 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
[F14]On October 31, 2021, the Reporting Person was granted 10,672 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
[F15]The options vest and become exercisable on October 31, 2022.
[F2]Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held by Galen International V, and 150,704 ordinary shares held of record by Galen Management, LLC. Mr. Shroff is amanaging director of Galen Management, LLC, and shares voting and dispositive power over the securities held by Galen V, Galen International V and Galen Management, LLC. The Reporting Persondisclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
[F3]All 7,505 options have vested and remain exercisable.
[F4]All 5,000 options have vested and remain exercisable.
[F5]All 5,025 options have vested and remain exercisable.
[F6]All 8,726 options have vested and remain exercisable.
[F7]All 9,597 options have vested and remain exercisable.
[F8]All 6,240 options have vested and remain exercisable.
[F9]2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Quotient Ltd

CIK 0001596946

→

Entity typeother

Related Parties

filerCIK 0001056630

Filing Metadata

Form type: 4
Filed: Nov 1, 8:00 PM ET
Accepted: Nov 2, 7:09 PM ET
Size: 28.2 KB

View on SEC.gov