4//SEC Filing
Lucas Rick 4
Accession 0000899243-21-042692
CIK 0001561627other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:05 PM ET
Size
15.4 KB
Accession
0000899243-21-042692
Insider Transaction Report
Form 4
ExOne CoXONE
Lucas Rick
Chief Technology Officer
Transactions
- Exercise/Conversion
Incentive Stock Option (right to buy)
2021-11-01−15,000→ 0 totalExercise: $18.00Exp: 2023-02-06→ Common Stock (15,000 underlying) - Exercise/Conversion
Common Stock, par value $0.01
2021-11-01$7.91/sh+25,000$197,750→ 95,234 total - Sale
Common Stock, par value $0.01
2021-11-01$25.09/sh−38,496$965,734→ 16,738 total - Exercise/Conversion
Common Stock, par value $0.01
2021-11-01$18.00/sh+15,000$270,000→ 70,234 total - Sale
Common Stock, par value $0.01
2021-11-01$25.09/sh−40,000$1,003,792→ 55,234 total - Exercise/Conversion
Stock Option (right to buy)
2021-11-01−25,000→ 0 totalExercise: $7.91Exp: 2022-08-14→ Common Stock (25,000 underlying)
Footnotes (6)
- [F1]The exercise of stock options awarded under The ExOne Company 2013 Equity Incentive Plan reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.2800, inclusive. The reporting person undertakes to provide to The ExOne Company, any security holder of The ExOne Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.2800, inclusive.
- [F5]The option vested in three equal installments on February 6, 2014, 2015 and 2016.
- [F6]The option vested in two equal installments on August 14, 2017 and 2018.
Documents
Issuer
ExOne Co
CIK 0001561627
Entity typeother
Related Parties
1- filerCIK 0001569169
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:05 PM ET
- Size
- 15.4 KB